Pure fulfillment services, also known as agency-only services, are primarily internet- or over-the-phone based and generally more cost-effective than more robust offerings. Since no advice is offered to clients, pure execution services are best suited for experienced investors who are aware of the risks and opportunities of different types of investments. The broker executing the trade will not have an opinion on whether a trade should be executed, so the leverage of a pure execution company imposes an extra layer of risk on any trader or investor. Although they do not offer the type of advice or recommendations offered by full-service brokers, many pure execution services that are subsidiaries of large financial institutions provide their clients with an analysis of the investments of their parent companies. While these clients ultimately have to make the investment decision themselves, they receive a wealth of information such as real-time market data, trading ideas, and trend analysis to help them make decisions. Based on an understanding of the types of services, the business and the risk profile, this course provides an in-depth analysis of clauses that only include execution agreements and focuses on teaching delegates how to design each clause in a practical business context in light of regulatory requirements. The topics in this course include: The cost of pure execution services is a fraction of what it costs to trade with a full-service broker or even most discount brokers. It is therefore mainly suitable for experienced traders, day traders and technical traders who can make many trades on a given day. However, traders should be aware of the risks of over-trading, which can lead to potentially high losses that more than offset the low trading costs through a pure execution service. This is a full-day advanced course, and delegates will leave with a thorough understanding of drafting implementing agreements. This unique and specialized course is aimed at professionals who have only negotiated execution contracts and who want to take their expertise to the next level! Since these companies only offer the execution of trades, improvements in the technology of the trading platform have led to a decrease in the costs of these services.

For retail investors, these pure execution services offer a very economical trading platform, and many of them offer stock trading for single-digit dollar commissions. Execution-only is a trading service that is limited only to the execution of trades, without the client receiving advice on the merits or risks of investments or their suitability. To work more efficiently, pure fulfillment services use nominee accounts. This means that the client`s investments are registered in the name of the broker that operates the pure execution service, although the client remains the beneficial owner. While the broker processes all the documents related to the purchase and sale of securities, as well as the collection of dividends and their deposit into the client`s account, it also transmits information that requires shareholder action directly to the client. These services allow investors to execute trades in many types of securities, including stocks, bonds, mutual funds, exchange-traded funds (ETFs) and currencies. This course is suitable for experienced professionals who have only been negotiating execution agreements for several years and want to take their expertise to the next level! For more information, please click below to access our course brochure: if you would like to attend but cannot visit our website, we will be happy to offer you virtual participation or you can purchase the course materials, so contact us!. . . .